Professional Ethics(英文版)(ppt 47页)

Professional Ethics(英文版)内容提要：
Rules of Professional Conduct：
Rule 101: Independence
Rule 102: Integrity and Objectivity
Rule 201: General Standards
Rule 202: Compliance with Standards
Rule 203: Accounting Principles
Rule 301: Confidential Client Information
Rule 302: Contingent Fees
Rule 501: Acts Discreditable
Rule 502: Advertising
Rule 503: Commissions and Referral Fees
Rule 505: Form of Practice
SEC Restricts Certain Services for Audit Clients：
Bookkeeping
IT design and implementaion
Appraisal/valuation
Acruarial services
Internal Audit
Management Function
Human resources
Broker dealer services
Legal services

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